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Diving Physiology

Opdateret: 21 Juli 2002

Here you will find a description of:

THE DIVING RESPONSE/REFLEX DIVING SICKNESS
SAMBA EQUALIZATION
BLACK-OUT EPILOG
SAFETY LITERATURE

THE DIVING RESPONSE/REFLEX

Human life begins in an aqueous environment and the first 9 months as embryos in mothers womb we do not breathe with our lungs. All oxygen (O2), which keeps us alive, flows to us through the umbilical cord and originates from our mothers blood in which oxygen is bound to specific transporter proteins called the red blood cells or erythrocytes. When we are born and the umbilical cord is cut it is the start of a whole new era, mainly because we now have to breath ourselves. After coughing water from our lungs we take our first breath. We are now an independent organism which can supply the vital oxygen to every cell in our body. Apart from the oxygen bound to the red blood cells and apart from the oxygen we have in our lungs, we also have a an oxygen reserve in the muscles called myoglobin. In aquatic mammals such as seals and whales, which often have to make prolonged and deep dives in order to feed, very high concentrations of myoglobin and erythrocytes are found which, among other things, makes it possible for these animals to remain submerged almost one hour. In addition these creatures exhibit a diving response - (The mammalian diving response/reflex), which has also been preserved in terrestrial mammals - human beings inclusive. The diving response is provoked when the body and especially the face comes under or in contact with water and is amplified when the body goes deeper and deeper into the water. The diving response includes a number of mechanisms which all contribute to prolong the time by which the body can cope without extra oxygen. In other words the diving response helps economizes with the amount of oxygen given. The primary mechanisms are constriction of the peripheral cardiovascular system and a lowering of the heart frequency called bradycardia. Constriction of blood vessels in the extremities ensures that blood is concentrated where it is most necessary - namely in the 'small' circuit between the lungs, the heart and the brain which is the most oxygen sensitive organ of our body. The reduction in heart beats per minute also contribute to oxygen conservation since the heart muscle does not need much oxygen at a lower working intensity. The diving response is regulated by various receptors in the living organism. Some of these receptors are subordinated to the autonomous nervous system which is the part we can not control by our will. By repeated diving or by just holding one's breath the sensitivity of these receptors can be changed in such a way that the body can remain in apnea (breath-holding).

Some examples to mention are an increase in the number of red blood cells which allow for a higher concentration of oxygen in the blood. In this case one speaks of high 'hematocritic' values. Another example is a chance in the sensitivity of the carbon dioxide (CO2) receptors which are placed in the lower posterior part of the brain. CO2 is a waist product which is made from 'used' O2 and water (H2O) and which, via the lungs, leave the blood when we breath out. If we are prevented from breathing then the concentration of CO2 will rise and at some point reach a level which is so high that the CO2 receptors will signal to the brain that we have to breath out NOW. By lowering the sensitivity of the CO2 receptors or by adapting psychologically to higher CO2 concentrations it is actually possible to prolong the breath-holding time before the brain tells you to breathe. CO2 rather than O2 is the most important regulator for breathing. In other words the body is more sensitive to high CO2 concentrations than to low O2 concentrations which implies that one will breathe automatically BEFORE the O2 concentration drops to dangerous low levels.

SAMBA

When breathing faster or deeper than normally, termed hyperventilation, large amounts of CO2 are removed from the blood. This implies that the signal from the CO2 receptors to the brain that one has to breathe is postponed. If a person passes below the critical O2 value muscle-cramps and unconsciousness will occur. Because muscle-cramps are involuntary and sometimes rather intense this condition is referred to as 'samba' within the world of freediving. This is the sign of the body that its physiological limit has been exceeded and every incident of this character is penalized with a disqualification in the specific discipline. (This, however, depends on the federation. AIDA does not allow sambas whereas F.R.E.E. does). A samba is not something to joke about but at the same time it is not something one has to fear with awe. Should a samba occur, either during training or during a competition one knows that the limit has been passed. The trick then is to learn from the episode and to interpret and analyze the signals which emerged just before the incident in order to be able to stop just before floating into the abyss.

The most important thing for a person with samba is, obviously, that he is given oxygen (or normal air) immediately. Does this not happen - for instance if it occurs under the surface then a samba can develop into a black-out which is a deadly serious state of unconsciousness. In the worst case heart failure can also occur. 

BLACK-OUT

Different types of Black-outs occur of which shallow water black-out (SWBO) is the most common in connection with constant weight diving. There are primarily two reasons for this. First of all the freediver uses a lot of oxygen on diving down to the maximum depth and back to the surface. Secondly - and maybe most importantly - the physical laws are so (Boyles Law concerning gasses and pressure) that the partial pressure of oxygen i.e. the portion of air (gas) pressure in the lungs which is made up of oxygen falls most rapidly just before the diver reaches the surface. This is due to the fact that a gas pressure of 2 atm/bar exist on 10 meters of depth whereas it is only half this value (1 atm/bar) on the surface. The volume of the lungs in the surface is therefore double the value at 10 meters. The partial pressure of oxygen can thereby be so small that no oxygen diffuses into the bloodstream which leads to instant unconsciousness. It is comparable with unplugging the computer. The enormous danger of SWBO is that the body does not receive any crystal clear warning signals. As a matter of fact the low partial pressure which exist in the lungs just before the freediver reaches the surface can lead to a diffusion of CO2 from the bloodstream to the lungs which results in a weakening of the respiratory signal to the brain. This gives a false feeling of "safety" and of still having a lot of air.

SAFETY

  Every year freedivers die as a result of SWBO which is most tragic. However, the direct course of death is not SWBO but drowning. This is due to the fact that many freedivers offend against the 1. Law of freedivers and scuba divers alike; 'NEVER DIVE ALONE'.

As a freediver it is essential to have a thorough knowledge of the body and its physiology. Furthermore it is important to know how mental and physical training can influence on the physiology.

DIVING SICKNESS (DECOMPRESSION SICKNESS)

Many people erroneously believe that freediving leads to decompression sickness. The main difference between the freediver and the scuba diver is of course that the scuba diver inhales compressed air. This air is taken in with a pressure which is equal to the pressure of the surrounding water (depth) which is due to a clever device in the so-called 1. Step of the scuba equipment. The problem of decompression sickness does not occur on large depths. Rather, it occurs when a scuba diver returns from a large depth and the longer time he has spent there and the faster he returns - for example in case of an emergency/accident, the bigger the risk. Because the scuba diver is breathing normal air consisting of 78% nitrogen (N2) this will, just like O2 and CO2, diffuse into the blood and be in equilibrium with the gas pressure at the given depth. If a scuba diver has remained for a longer period of time at some depth and thereby accumulated N2 gas in the blood this will not be able to leave the blood if he ascends too fast. The effect is exactly the same as opening a soda water in one go - a lot of bubbles will be created because of the rapid change in pressure prevent the liquid to get rid of its gasses. These N2 bubbles will first get stuck in the joints, such as elbows and knees. This is the reason why decompression sickness is often referred to as 'the bends'. If the bubbles get stuck in the heart or in the brain it may have fatal consequences.

The treatment of decompression sickness is related to pressure. Either the scuba diver dives bach to a depth where the bubbles are dissolved or, if possible, he is brought to a decompression chamber. In this chamber the pressure will be lowered gradually which is the equivalent of opening the soda water slowly. Inhalation of pure oxygen can also help to rinse N2 out of the blood stream more quickly.

To be correct it should be mentioned that paralysis in legs, arms or one side of the body has been observed in pearl divers, spear fishermen and in a few freedivers who have been diving to extreme depths and having returned very quickly. By doing repeated dives N2  will accumulate in the bloodstream. The longer the freediver stays at a large depth and the more dives he makes the larger the risk of freediver 'decompression sickness'. This is why pearl fishers and competitive spear fishermen are sometimes hit by this condition. The phenomenon was first described by the Danish physiologist Poul-Erik Paulev who carried out experiments on his own body in order to collect data for his Doctor degree which I have listed below. Today it is known that if a freediver/spear fisher man triples the time at the surface, compared to the time submerged, the negative effects of N2 accumulation can be avoided. Therefore, obviously, this is a good rule of thumb when freediving.

Knowledge on the aspects of paralysis as the course of extreme deep freediving is still no existing but it is known that a slow ascent can reduce the risk. This is why the best 'deep' freedivers in the world, such as Löic Leferme and Umberto Pelizzari let go of the air balloon at a depth of 30 - 45 meters and swim or pull themselves back to the surface when they perform record attempts to impressive 150 meters in the 'No Limit' category.

EQUALIZATION

The true factor which often prevent many freedivers from reaching new depths, apart from the psychological one, is most often lacking technique and air to equalize the ears with. In contrast to scuba divers which have hundreds of liters of air available the freediver brings only the air which he takes into his lungs just before diving. Already at a depth of 10 meters the volume of the lungs is reduced to one half and at 30 - 40 meters the volume of air will be so small that equalization with normal Valsalva or Frenzel maneuvers is impossible. If a freediver wants to go deeper more sophisticated techniques are necessary. One such technique is diaphragmatic Frenzel, by which the freediver lifts his diaphragm up so high between the ribs that the air from the 'dead space' of the lungs can be utilized to equalization. If one wishes to dive even deeper then the Frenzel-Fattah maneuver is the answer. Briefly explained the trick of this maneuver is to fill the mouth with air and close the trachea approximately 15 meters before the depth is reached where equalization with diaphragmatic Frenzel is not longer possible. Doing this it should be possible to equalize 3 - 5 more times. The Frenzel-Fattah and other equalization-techniques are explained thoroughly and very educationally by my Canadian friend and former world record holder in constant weight (82 meters), Eric Fattah.

EPILOG

It is the pleasure, the marveling, the astonishment and the curiosity of discovering more and more layers of oneself which drive every freediver.

If you are a happy 'amateur' - a true little fish who loves to splash around in the wet element and for example do snorkeling whenever there is a chance then just a little bit of physical and mental 'mind' training will make it possible for you to be able to bring the sensation of joy and tranquility up on land. As this sensation will make you relax and lower your heart beat it is often convenient in a tense or stressed situation.

If freediving on a higher and maybe more serious level it is possible, through hard physical training and through meditation and concentration exercises, to move into zones where only few 'normal' people have been.  This is both in respect to the extreme pressure conditions which exist in deep deep down the ocean but also the very low heart frequencies which are experienced after longer periods of breath-holding.

The common denominator for these experiences is that they give rise to emotions of 'happiness' and a feeling of inner peace which is difficult to express in words and together they create a rapture which liberates one from both time, body and soul. The skeptic reader might postulate that this sensation of joy is due to severe narcosis, which is a form of oxygen poisoning that can occur at great depths or that the brain is lacking oxygen whereby the freediver soars into never never land. This is not, however, always so since the same happiness can manifest itself in very shallow water and with the lungs full of fresh air. Whatever the case it is these sensations and feelings which permit the freediver to get into contact with still new and unknown aspects of himself and give access to unconscious emotions which possibly have roots back to the first months of our babyhood - or possibly even further back!

LITERATURE

If you want to know more about the many interesting mechanisms which regulate and control animals and humans under different physiological and environmental conditions you can learn more from these books and articles:

Ferretti, G. 2001. Extreme human breath-hold diving. European Journal of Applied Physiology - 84: 254-271

This article deals with the respiratory, circulatory and metabolic adaptations which occur in humans during extreme freediving. If you do not have 'special' knowledge within the fields of medicine or biology it might seem a bit tuff to read but certainly not impossible to understand.

Schmidt - Nielsen, K. 1997. Animal Physiology - adaptation and environment. Fifth edition. Cambridge University Press, 1997.

In this splendid textbook the main problems which humans and animals face when diving are explained in chapter 5. Further than just touching upon the mechanisms which constitute the diving response topics such as narcosis and decompression sickness are also described.

Randall, D. et al. 1997. Animal physiology - mechanisms and adaptations, fourth edition. W.H Freeman and Company. New York. (especially chapters 12 & 13)

This textbook gives a comprehensive view on the cardio-vascular system and on elementary aspects of gasses (O2, CO2, N2 etc.).

Butler, P. J., & Jones, D. R. 1997. Physiological Reviews - physiology of diving of birds and mammals. Volume 77, number 3. Page 837-899. July 1997.

This review article collects data from more than 400 articles and give a thorough and in-depth description of the physiological diving response in birds and mammals. 

Schagaty, E. 1996. The human diving response - effects of temperature and training. University of Lund, 1996.

This book, which is actually Schagaty´s Doctor thesis, describes the human diving response as results from experiments with groups of 'normal' persons.

Paulev, P. E. 1965. Decompression sickness following repeated breath-hold dives. Journal of Applied Physiology - 20: 1028-1031.

Paulev, P. E. 1965. Respiratory and cardiovascular effects of breath-holding. I Acta Physiologica Scandinavica - suppl. 324, 1969.

Paulev describes in words and numbers the earlier mentioned freediver 'decompression sickness' from his own experiments.


 



 

 

 

 

 

 

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